The Fiduciary Audit™

Quiz Questions

• 1.
  Is your advisor legally required to act as a fiduciary at all times — not just when giving investment advice?

  • A.
    Yes
  • B.
    Not Sure
  • C.
    No
• 2.
  Do you clearly understand every way your advisor and their firm are compensated — including any revenue from products they recommend?

  • A.
    Yes
  • B.
    Not Sure
  • C.
    No
• 3.
  Do you have a clear sense of whether your advisor's compensation could influence the recommendations they make?

  • A.
    Yes
  • B.
    Not Sure
  • C.
    No
• 4.
  Do you feel comfortable reaching out to your advisor when an important financial decision comes up — not just during scheduled meetings?

  • A.
    Yes
  • B.
    Not Sure
  • C.
    No
• 5.
  Does your advisor truly understand your full financial picture — beyond just your investment accounts?

  • A.
    Yes
  • B.
    Not Sure
  • C.
    No
• 6.
  Has your advisor proactively coordinated with your CPA, estate attorney, or other professionals on your behalf?

  • A.
    Yes
  • B.
    Not Sure
  • C.
    No
• 7.
  If your financial life became significantly more complex tomorrow, would you feel confident your advisor could guide you through it proactively and strategically?

  • A.
    Yes
  • B.
    Not Sure
  • C.
    No

Quiz Outcomes

• 1.
  Significant gaps to address

  Your answers point to several areas where the current relationship may not be providing what your financial life requires. That's more common than people realize — and it's rarely anyone's fault. The Fiduciary Audit Guide™ covers what a well-structured advisory relationship actually includes and what to do when yours doesn't match. Check your inbox — the Fiduciary Audit Guide™ is headed your way.
• 2.
  Areas Worth Clarifying

  Your answers point to areas worth looking at more closely. That doesn't mean something is wrong — it means there are questions worth asking. The Fiduciary Audit Guide™ walks through what those conversations look like and what answers you should expect from any advisor you work with. Check your inbox — the Fiduciary Audit Guide™ is headed your way.
• 3.
  Strong Foundation

  Your answers suggest a relationship with many of the right characteristics — and that's less common than it sounds. Most people have never had a clear way to evaluate what they're getting.The Fiduciary Audit Guide™ goes deeper on what great advisory relationships actually include and what questions are worth asking as your financial life grows more complex. Check your inbox — the Fiduciary Audit Guide™ is headed your way.