The Fiduciary Audit™

Quiz Questions

• 1.
  Is your advisor legally required to act as a fiduciary at all times — not just when giving investment advice?

  • A.
    Yes
  • B.
    Not Sure
  • C.
    No
• 2.
  Do you clearly understand every way your advisor and their firm are compensated — including any revenue from products they recommend?

  • A.
    Yes
  • B.
    Not Sure
  • C.
    No
• 3.
  Do you have a clear sense of whether your advisor's compensation could influence the recommendations they make?

  • A.
    Yes
  • B.
    Not Sure
  • C.
    No
• 4.
  Do you feel comfortable reaching out to your advisor when an important financial decision comes up — not just during scheduled meetings?

  • A.
    Yes
  • B.
    Not Sure
  • C.
    No
• 5.
  Does your advisor truly understand your full financial picture — beyond just your investment accounts?

  • A.
    Yes
  • B.
    Not Sure
  • C.
    No
• 6.
  Has your advisor proactively coordinated with your CPA, estate attorney, or other professionals on your behalf?

  • A.
    Yes
  • B.
    Not Sure
  • C.
    No
• 7.
  If your financial life became significantly more complex tomorrow, would you feel confident your advisor could guide you through it proactively and strategically?

  • A.
    Yes
  • B.
    Not Sure
  • C.
    No

Quiz Outcomes

• 1.
  Significant gaps to address

  Your answers point to several areas where the current relationship may not be providing what your financial life requires. That's more common than most people realize — and it's rarely anyone's fault. The guide covers what a well-structured advisory relationship actually includes.
• 2.
  Areas Worth Clarifying

  Your answers point to some areas worth looking at more closely. That doesn't mean something is wrong — it means there are questions worth asking. The guide walks through what those conversations look like and what answers you should reasonably expect.
• 3.
  Strong Foundation

  Your answers suggest a relationship with many of the right characteristics. That's not common — and it's worth knowing. The guide goes deeper on what great advisory relationships include and what questions are worth asking as your financial life grows more complex.